home *** CD-ROM | disk | FTP | other *** search
- Subject: No. 109, Orig. -- OPINION, OKLAHOMA v. NEW MEXICO
-
-
-
-
- NOTICE: This opinion is subject to formal revision before publication in
- the preliminary print of the United States Reports. Readers are requested
- to notify the Reporter of Decisions, Supreme Court of the United States,
- Washington, D. C. 20543, of any typographical or other formal errors, in
- order that corrections may be made before the preliminary print goes to
- press.
- SUPREME COURT OF THE UNITED STATES
-
-
- No. 109, Orig.
-
-
-
- STATES OF OKLAHOMA and TEXAS, PLAINTIFFS v. STATE OF NEW MEXICO
-
- on exceptions to the report of the special master
-
- [June 17, 1991]
-
-
-
- Justice White delivered the opinion of the Court.
- This case, an original action brought by the States of Oklahoma and
- Texas against the State of New Mexico, arises out of a dispute over the
- interpretation of various provisions of the Canadian River Compact
- (Compact), which was ratified by New Mexico, Oklahoma, and Texas in 1951
- and consented to by Congress by the Act of May 17, 1952, 66 Stat. 74. Each
- State has filed exceptions to a report submitted by the Special Master
- (Report) appointed by this Court.
-
- I
- The Canadian River {1} is an interstate river which rises along the
- boundary between southeastern Colorado and northeastern New Mexico, in the
- vicinity of Raton, New Mexico. From its headwaters, the Canadian River
- flows south to the Conchas Dam in New Mexico, then generally east for 65
- river miles to the Ute Reservoir in New Mexico, and then into the Texas
- Panhandle. After traversing the panhandle, the river flows into Oklahoma
- where it eventually empties into the Arkansas River, a tributary of the
- Mississippi.
- In the late 1930s, Congress authorized, and the Corps of Engineers
- completed, the construction of Conchas Dam on the mainstream of the
- Canadian River, approximately 30 miles northwest of Tucumcari, New Mexico.
- Congress also authorized the Tucumcari Project, a federal reclamation
- project designed to irrigate over 42,000 acres of land and serve the
- municipal and industrial needs of Tucumcari, New Mexico. The project lands
- are situated southeast of Conchas Dam and are served by the Conchas Canal
- which diverts water from Conchas Reservoir. The project was completed in
- 1950.
- In 1949, the Texas congressional delegation proposed that Congress
- authorize a massive Canadian River reclamation project, known as the
- Sanford Project because of its proximity to Sanford, Texas, for the purpose
- of serving the municipal and industrial requirements of 11 Texas cities in
- the Texas panhandle region. Legislation to authorize the Sanford Project
- was introduced in the House of Representatives, along with a bill
- authorizing New Mexico, Oklahoma, and Texas to negotiate an interstate
- compact to equitably apportion the waters of the Canadian River. The
- legislation authorizing the States to enter into an interstate compact was
- passed by Congress and the Canadian River Compact Commission was created.
- The Compact Commission consisted of one commissioner from each State and
- one federal representative. Each commissioner and the federal
- representative had the assistance of engineering advisors, a group
- collectively known as the Engineering Advisory Committee. This committee
- submitted several proposals to the Compact Commission. The final draft of
- the Canadian River Compact was presented on December 6, 1950, and was
- signed on that day by the members of the Compact Commission. {2}
- Congress enacted legislation authorizing the Sanford Project on
- December 29, 1950, but as a result of an amendment proposed by the New
- Mexico delegation, the bill specifically provided that actual construction
- of the project could not commence until Congress consented to the Compact.
- See 64 Stat. 1124, 43 U. S. C. MDRV 600c(b). That consent was granted on
- May 17, 1952, 66 Stat. 74, and the Sanford Dam, creating Lake Meredith
- Reservoir with a capacity of over 1.4 million acre-feet of water, was
- completed in 1964. Lake Meredith is approximately 165 river miles east of
- Ute Reservoir and is located north of Amarillo, Texas. During the 1950's,
- New Mexico selected a site on the Canadian River mainstream approximately
- one mile west of Logan, New Mexico, and about 45 miles downstream from
- Conchas Dam for the construction of Ute Dam and Reservoir. Construction of
- Ute Dam was completed in 1963 with an initial storage capacity of 109,600
- acre-feet. In 1982 New Mexico began construction to enlarge the reservoir,
- and in 1984 the enlargement was completed, giving Ute Reservoir a capacity
- of 272,800 acre-feet. In 1984, the Reservoir's actual capacity to store
- water was 246,617 acre-feet, the remaining capacity being occupied by silt.
- The Special Master estimated that because of additional silting, reservoir
- storage capacity was reduced to 241,700 acre-feet in 1987 and currently is
- about 237,900 acre-feet. Report of Special Master 16-17.
- As early as 1982, Oklahoma and Texas expressed concern that the
- enlargement of Ute Reservoir would violate the 200,000 acre-feet limitation
- in Article IV(b) of the Compact. See n. 2, supra. All attempts by the
- Commission to resolve this budding dispute were unsuccessful, in large part
- because any Commission action requires a unanimous vote and New Mexico
- would not agree to the interpretation of the Compact proposed by Oklahoma
- and Texas. This litigation followed, with Oklahoma and Texas contending
- that Article IV(b) of the Compact imposes a 200,000 acre-feet limit on New
- Mexico's constructed reservoir capacity available for conservation storage
- downstream from Conchas Dam, and that capacity for the so-called "desilting
- pool" portion of Ute Reservoir was not exempt from the Article IV(b)
- limitation because it was not allocated solely to "sediment control."
- In the spring of 1987, while the case was pending, the portion of the
- Canadian River above Conchas Dam flooded, and a sizeable quantity of water,
- approximately 250,000 acre-feet, spilled over Conchas Dam. This was the
- first major spill over Conchas Dam since 1941-1942, a spill which predated
- the Compact. New Mexico caught approximately 60 percent of the spill in
- Ute Reservoir, which filled the reservoir to its capacity, and the
- remaining 40 percent flowed on down the river. As of June 23, 1988, Ute
- Reservoir contained approximately 232,000 acre-feet of stored water, of
- which some 180,900 acre-feet was alleged by New Mexico to be flood water
- spilled from Conchas Dam earlier in 1987. Report of Special Master 47.
- After New Mexico refused to count the spill waters stored in Ute
- Reservoir for purposes of the 200,000 acre-feet limitation in Article
- IV(b), Texas and Oklahoma filed a supplemental complaint in this case,
- claiming that if the 200,000 acrefeet limitation applies to actual stored
- water, then water spilling over Conchas Dam or seeping back from Tucumcari
- project constitutes "waters which originate . . . below Conchas Dam" within
- the meaning of Article IV(b). New Mexico disputed all of these contentions
- and argued that water which first enters the river above Conchas Dam is not
- subject to the Article IV(b) limitation even if it is stored in Ute
- Reservoir, or anywhere else in New Mexico below Conchas Dam.
- We referred Texas' and Oklahoma's complaint and supplemental complaint
- in this original case to a Special Master. 484 U. S. 1023 (1988); 488 U.
- S. 989 (1988). After considering voluminous evidence, the written
- submissions of the States, twice hearing extended oral argument on the
- issues, and circulating a draft report to the States for their comments,
- the Master filed a Report on October 15, 1990, making the following
- recommendations relevant to our decision in this case:
-
- (1) Article IV(b) imposes a limitation on stored water, not physical
- reservoir capacity.
- (2) Waters originating in the Canadian River Basin above Conchas Dam,
- but reaching the mainstream of the Canadian River below Conchas Dam as a
- result of spills or releases from Conchas Dam or seepage and return flow
- from the Tu cumcari Project, are subject to the Article IV(b) limitation.
- (3) The issue whether and to what extent the water in the "desilting
- pool" in Ute Reservoir should be exempt from the Article IV(b) limitation
- should be referred to the Canadian River Compact Commission for good faith
- negotiations and possible resolution. The referral would be without
- prejudice to later invoke the Court's jurisdiction if the issue cannot be
- resolved within one year.
- (4) If the foregoing recommendations are approved, New Mexico will have
- been in violation of Article IV(b) of the Compact since 1987, and the case
- should be returned to the Special Master for determination of any injury to
- Oklahoma and Texas and recommendations for appropriate relief. Report of
- Special Master 24-25.
-
- The Master also recommended that the Court use this case to articulate
- various jurisdictional prerequisites and procedural guidelines for
- application in future interstate compact litigation. Id., at 26-34. {3}
- We ordered the Master's Report to be filed and set a briefing schedule,
- 498 U. S. --- (1990), and heard oral argument on the States' exceptions to
- the Master's Report. We now address those exceptions in turn.
-
- II
- Oklahoma has filed an exception to the Master's recommendation in Part
- VI of his Report that the Article IV(b) limitation on "conservation
- storage" be interpreted to apply only to the quantity of water New Mexico
- actually stores at Ute Reservoir for conservation purposes. As of 1984,
- Ute Reservoir had a storage capacity of approximately 272,800 acre-feet,
- although it is conceded that not all of that capacity is chargeable as
- existing for "conservation storage." Some of the capacity is for purposes
- excluded from the Compact definition of "conservation storage," such as for
- sediment control. Oklahoma contends that the term "conservation storage"
- should be interpreted to apply to the physical capacity of reservoirs
- located below Conchas Dam, a view which, if adopted, would result in a
- finding that New Mexico has been in violation of Article IV(b) since at
- least 1984 when the enlargement of Ute Reservoir was completed.
- The Special Master conceded, as do we, that Oklahoma's suggested
- interpretation of Article IV(b)'s conservation storage limitation finds
- some support in the plain language of the Compact definition of
- "conservation storage" and in the language of Article IV(b) itself. The
- Compact defines "conservation storage" in pertinent part as "that portion
- of the capacity of reservoirs available for the storage of water" for
- various purposes and "excludes any portion of the capacity of reservoirs"
- allocated to other purposes. Art. II(d) (emphasis added). Likewise,
- Article IV(b) refers to "the amount of conservation storage in New Mexico
- available for impounding these waters" (emphasis added). However, other
- provisions in the Compact appear to focus on stored water, not reservoir
- capacity. For example, Article V sets forth an elaborate formula for
- determining the amount of water Texas may actually impound at any one time;
- Article VII provides that the "Commission may permit New Mexico to impound
- more water than the amount set forth in Article IV" (emphasis added); and
- Article VIII requires each State to "furnish to the Commission at intervals
- designated by the Commission accurate records of the quantities of water
- stored in reservoirs pertinent to the administration of this Compact"
- (emphasis added).
- We agree with the Special Master that nothing on the face of the
- Compact indicates a clear intention to treat the New Mexico "conservation
- storage" limitation differently than the Texas stored water limitation, and
- we see no compelling justification for doing so. In fact, several early
- drafts of the Compact uniformly referred to stored water, and only in the
- final draft did the "conservation storage" language appear in Article
- IV(b). There is nothing in the contemporaneous memoranda and statements of
- the compact commissioners and their staffs to explain exactly why this
- change was made, nor is there anything which indicates an intent to draw a
- distinction between the limitations placed on New Mexico and those placed
- on Texas. Rather, as the Master pointed out, it is most probable that the
- terms "stored water," "storage," and "conservation storage capacity" were
- being used loosely and interchangeably by the drafters and their staffs.
- See Report of Special Master 42-43.
- There is no obvious reason why Texas and Oklahoma would have wanted to
- restrict New Mexico's ability to increase reservoir capacity below Conchas
- Dam, particularly in light of the fact that larger reservoirs actually
- promote one of the purposes stated in Article I of the Compact, which is to
- capture and conserve as much of the Canadian River's flood flows as
- possible, flows which might otherwise be dissipated and therefore wasted.
- Furthermore, as New Mexico points out, sedimentation alone would constantly
- reduce New Mexico's storage capacity below the 200,000 limit, forcing New
- Mexico to repeatedly either build new reservoir capacity or enlarge
- existing reservoirs. Either of those options would be extremely expensive
- and Oklahoma points to no persuasive evidence that the drafters of the
- Compact intended that New Mexico should bear such a burden. We overrule
- Oklahoma's exception to Part VI of the Master's Report.
-
- III
- New Mexico has excepted to Part VII of the Master's Report, in which
- the Master recommended that water spilling or released from Conchas Dam, as
- well as return flow and seepage from the Tucumcari Project, be subject to
- Article IV(b)'s 200,000 acre-feet limitation on conservation storage, if
- the water is impounded in Ute Dam or other downstream dams in New Mexico.
- New Mexico argues that the Compact does not impose any restriction on New
- Mexico's impoundment of these waters because they originate above Conchas
- Dam, and Article IV(a) gives New Mexico the "free and unrestricted use of
- all waters originating in the drainage basin of Canadian River above
- Conchas Dam" (emphasis added). Texas and Oklahoma counter that the word
- "originating," as used in Article IV of the Compact, simply means
- "entering." See Tr. of Oral Arg. 29. In Texas' and Oklahoma's view, all
- the conservation storage waters which end up in Ute Reservoir, whether they
- spill over or are released through Conchas Dam, or seep back from the
- Tucumcari Project, are subject to the 200,000 acre-feet conservation
- storage limitation of Article IV(b) because they "originate" below Conchas
- Dam. The Special Master recommended that such waters be subject to the
- Article IV(b) limitation because he concluded that the intent of the
- Compact drafters was to give New Mexico free and unrestricted use of waters
- originating in the Canadian River drainage basin above Conchas Dam only if
- the waters were "stored, used or diverted for use at or above Conchas Dam."
- Report of Special Master 59.
- New Mexico asserts that the word "originating" as used in Article IV
- has a plain, unambiguous meaning and that the waters "originating" below
- Conchas Dam referred to in Article IV(b) do not include any waters
- "originating" above Conchas. But we do not agree that the meaning of the
- word is as plain as New Mexico suggests. As the Special Master pointed
- out, a literal reading of the language of Article IV(a) could not have been
- intended since such a reading would include all of the waters originating
- in the drainage basin of the Canadian River above Conchas Dam, including
- all of the waters in tributaries that arise in Colorado, such as the
- Vermejo River, and would purport to foreclose any claim that Colorado had
- in the waters arising in that State. This would be an extremely
- implausible reading in light of the fact that Colorado was not a party to
- the Compact.
- New Mexico's answer is that the language of Article IV(a), giving it
- the right to all Canadian River waters originating above Conchas, does not
- mean what it says and should be interpreted to include only those waters in
- the drainage basin "originating" in New Mexico, a limitation that appeared
- in earlier drafts of the Compact and that was reflected in the legislative
- history of the Act approving the the Compact. S. Rep. No. 1192, 82d Cong.,
- 2d Sess, 2 (1952). But as Texas points out, New Mexico nevertheless claims
- the right to use and store all of the water in the Canadian River that is
- found in New Mexico above Conchas Dam, even though some of it admittedly
- has its source in Colorado, not in New Mexico, a result unsupported by New
- Mexico's present interpretation of the language in Article IV(a).
- Likewise, if literally read, Article IV(a) would retain New Mexico's right
- to water having a source above Conchas even if the water escaped its grasp
- and flowed into Texas; but New Mexico concedes that the Article does not go
- so far, if for no other reason than the fact that Article V gives Texas the
- right to all of the water found in the Canadian River in Texas, subject to
- a storage limitation.
- In light of the above ambiguity, which the dissent refuses to
- recognize, it is fairly arguable that if by virtue of its right to water
- originating in the drainage basin in New Mexico above Conchas Dam New
- Mexico also has the right to use and store water in the Canadian River in
- New Mexico that originated in Colorado, Article IV(b) should be construed
- in the same way: any water found in the river below Conchas, including
- spills, seepage and return flow from Tucumcari, must be deemed to have
- originated below Conchas and be subject to the 200,000 acre-feet storage
- limitation. In effect this was the conclusion the Special Master came to
- after examining in detail the purpose and negotiating history of the
- Compact. {4}
- The Master reviewed considerable evidence regarding the drafters'
- intent as to the meaning of Article IV and concluded that New Mexico's
- suggested interpretation was not consistent with the available evidence.
- {5} Although the question is not free from doubt, we agree with the
- Master. Contrary to New Mexico's assertions, there is substantial evidence
- that, in drafting the Compact, Texas and Oklahoma agreed that storage
- limitations were not necessary for waters above Conchas Dam because the
- waters in that basin had been fully developed. "[T]he negotiators
- recognized that full development had already been made of all waters of
- Canadian River originating above Conchas Dam and that accordingly there
- would be no purpose in placing a limitation upon any increase in the amount
- of storage of such waters." Joint Statement of Agreed Material Facts D.34.
- The evidence strongly suggests that the negotiators believed that any
- future water development along the Canadian River in New Mexico would
- necessarily occur below Conchas Dam, and that 200,000 acrefeet of storage
- rights would be ample for New Mexico's purposes below Conchas Dam. Indeed,
- in a letter to the governor, New Mexico's Compact Commissioner, John Bliss,
- specifically stated that "storage capacity for all projects which may be
- feasible below Conchas will probably not equal the 200,000 acre foot
- storage limit." {6} Plaintiffs' Exh. 30, p. 1.
- The central purpose of the Compact was to settle the respective rights
- of the States to Canadian River water; and the Compact and its negotiating
- history plainly show that the parties agreed that no more than 200,000
- acre-feet of storage rights would satisfy all of New Mexico's future needs
- for water below Conchas Dam. Had they thought more was needed, the limit
- would have been higher. Under these circumstances, we see no persuasive
- reason why Texas and Oklahoma would have agreed to let New Mexico impound
- substantially more than 200,000 acre-feet of water for conservation storage
- purposes below Conchas Dam simply because some of the water first entered
- the river above Conchas Dam. Nor do we believe that the evidence supports
- the conclusion that New Mexico's negotiator intended that result either.
- In our view, the Compact's ambiguous use of the term "originating" can
- only be harmonized with the apparent intent of the Compact drafters if it
- is interpreted so that waters which spill over or are released from Conchas
- Dam, or which return from the Tucumcari Project, are considered waters
- originating below Conchas Dam. This view is strengthened by the fact that
- both the Bureau of Reclamation in studying the Sanford Project, and the
- engineers advising the Compact commissioners during negotiations, included
- outflows and spills from Conchas Dam in their estimates of the water supply
- available to Texas. {7} See Joint Statement of Agreed Material Facts C.7,
- D.16. New Mexico points out that the States and the Master agree that
- nothing in Article IV would prevent New Mexico from simply enlarging
- Conchas Reservoir to capture all of the waters flowing into the river above
- Conchas Dam. See Tr. of Oral Arg. 6. That reading of the Compact is
- correct, but we fail to see how it refutes Texas' and Oklahoma's
- interpretation of the Compact. New Mexico apparently has never attempted
- to enlarge Conchas Reservoir because doing so is economically infeasible,
- and there is nothing in the evidence to suggest that the drafters
- contemplated that New Mexico would seek to enlarge Conchas Reservoir in the
- future. Instead, as noted above, the Compact drafters were operating on
- the assumption that New Mexico had fully developed its uses of water above
- Conchas Dam and would not need additional water for above Conchas uses. It
- does not necessarily follow that New Mexico's entitlement under Article
- IV(a) to all of the Canadian River water it can use from Conchas Reservoir
- gives New Mexico the unrestricted right to store that water at any point
- downstream from Conchas Dam. Any right New Mexico has to water spilling
- over Conchas Dam arises by virtue of Article IV(b) under which New Mexico
- may store for its use 200,000 acrefeet of water originating below Conchas
- Dam. {8}
- It is worth noting the Special Master's observation that New Mexico's
- construction of Article IV, if accepted, would have a deleterious impact on
- the water supply to the Sanford Project and hence would "run counter to the
- Congressional intention in conditioning funding of the Sanford Project on
- execution of the Compact and in subsequently approving the Compact."
- Report of Special Master 57. Congress had been informed that the Project
- would rely in part on water arriving in Texas in the mainstream of the
- Canadian. Yet New Mexico's version of the Compact would, as a practical
- matter, permit it to prevent any and all water entering the river above
- Conchas from ever reaching Texas, whether by enlarging Ute Reservoir or
- building additional facilities, and at the same time to impound at Ute Dam
- most if not all of the principal tributary inflow below Conchas.
- All of New Mexico's needs for water above Conchas and for the Tucumcari
- project are fully satisfied. No one suggests otherwise. It is also plain
- that it was agreed in the Compact that 200,000 acre-feet of water storage
- would be adequate to satisfy New Mexico'a needs for water below the
- Conchas. That allocation was indeed generous. Since the signing of the
- Compact, there have been no developments in the area below Conchas which
- require substantial amounts of water for consumptive uses. According to
- the Special Master, slightly over 1,000 acre-feet for such purposes has
- been sold from Ute Dam since 1963. Id., at 68. New Mexico is entitled to
- 200,000 acre-feet of conservation storage below Conchas Dam, which the
- Compact anticipated would take care of any future developments in the area
- below Conchas Dam. As we construe the Compact, if New Mexico has at any
- time stored more than that amount, it was not entitled to do so. Any water
- stored in excess of that amount should have been allowed to flow through
- the Ute Dam, to be put to use by the downstream States, rather than
- impounded in New Mexico.
- Accordingly, we overrule New Mexico's exceptions to Part VII of the
- Report. {9}
-
- IV
- In Part VIII of his report, the Master recommended that this Court
- remand to the Canadian River Commission the question whether certain water
- stored in Ute Reservoir, water which New Mexico has designated a "desilting
- pool," {10} is exempt from the Article IV(b) limitation on New Mexico's
- conservation storage because it allegedly serves a "sediment control"
- purpose within the meaning of Article II(d). Oklahoma and Texas except to
- this recommendation, arguing that there is sufficient evidence in the
- record to make a final determination on this issue, that the water in the
- desilting pool should be counted towards the Article IV(b) limitation, and
- that it is neither appropriate nor practical to refer the matter to the
- Commission. The Master acknowledged that the record developed in this case
- probably was sufficient to permit him to decide this issue, Report of
- Special Master 99-100, but he declined to address it until after the States
- had first made some attempt, via the Canadian River Commission, to
- negotiate a settlement. We sustain Texas' and Oklahoma's exception to Part
- VIII of the Master's Report insofar as those States argue that the matter
- should not be referred to the Commission.
- "Where the States themselves are before this Court for the
- determination of a controversy between them, neither can determine their
- rights inter sese, and this Court must pass upon every question essential
- to such a determination . . . ." Kentucky v. Indiana, 281 U. S. 163,
- 176-177 (1930). It is true that the Court has "often expressed [a]
- preference that, where possible, States settle their controversies by
- `mutual accommodation and agreement' ", Arizona v. California, 373 U. S.
- 546, 564 (1963) (quoting Colorado v. Kansas, 320 U. S. 383, 392 (1943), and
- Nebraska v. Wyoming, 325 U. S. 589, 616 (1945)), but the Court "does have a
- serious responsibility to adjudicate cases where there are actual, existing
- controversies" between the States over the waters in interstate streams.
- 373 U. S., at 564. There is no doubt that such a dispute exists in this
- case, Oklahoma and Texas have properly invoked this Court's jurisdiction,
- and there is no claim that the "desilting pool" issue has not been properly
- presented. Thus, we see no legal basis for the Master refusing to decide
- the question and instead sending it to the Commission. Thus, we remand the
- "desilting pool" question to the Master for such further proceedings as may
- be necessary and a recommendation on the merits. {11}
-
- V
- The States' exceptions to the Special Master's Report are overruled
- except for Oklahoma's and Texas' challenge to the Master's recommendation
- that the "desilting pool" issue be referred to the Canadian River
- Commission, which is sustained in part. {12} The case is remanded to the
- Master for such further proceedings and recommendations as may be
- necessary.
-
- So ordered.
-
-
-
-
-
-
- ------------------------------------------------------------------------------
- 1
- At least one source suggests that the Canadian River was so named "by
- early French traders and hunters from Canada who followed it west into
- Spanish territory. The Fort Smith and Santa Fe pioneer trails went through
- the Canadian River Valley." 2 Encyclopaedia Britannica 789 (15th ed.
- 1985).
-
- 2
- The Compact provides in pertinent part as follows:
-
- "Article I "The major purposes of this Compact are to promote interstate
- comity; to remove causes of present and future controversy; to make secure
- and protect present developments within the States; and to provide for the
- construction of additional works for the conservation of the waters of
- Canadian River.
-
- "Article II "As used in this Compact:
- "(a) The term `Canadian River' means the tributary of Arkansas River
- which rises in northeastern New Mexico and flows in an easterly direction
- through New Mexico, Texas and Oklahoma and includes North Canadian River
- and all other tributaries of said Canadian River.
- . . . . .
-
- "(d) The term `conservation storage' means that portion of the capacity
- of reservoirs available for the storage of water for subsequent release for
- domestic, municipal, irrigation and industrial uses, or any of them, and it
- excludes any portion of the capacity of reservoirs allocated solely to
- flood control, power production and sediment control, or any of them.
- . . . . .
-
- "Article IV "(a) New Mexico shall have free and unrestricted use of all
- waters originating in the drainage basin of Canadian River above Conchas
- Dam.
- "(b) New Mexico shall have free and unrestricted use of all waters
- originating in the drainage basin of Canadian River in New Mexico below
- Conchas Dam, provided that the amount of conservation storage in New Mexico
- available for impounding these waters which originate in the drainage basin
- of Canadian River below Conchas Dam shall be limited to an aggregate of two
- hundred thousand (200,000) acre-feet.
- . . . . .
-
- "Article VII "The Commission may permit New Mexico to impound more water
- than the amount set forth in Article IV and may permit Texas to impound
- more water than the amount set forth in Article V . . . .
-
- "Article VIII "Each State shall furnish to the Commission at intervals
- designated by the Commission accurate records of the quantities of water
- stored in reservoirs pertinent to the administration of this Compact."
-
- 3
- For example, the Master recommended that state attorneys general
- seeking to invoke the Court's jurisdiction, or responding to such a
- request, certify that their State had negotiated in good faith in an
- attempt to resolve the dispute without resort to the Court. Report of
- Special Master 32-33.
-
- 4
- In anticipation of congressional authorization to enter into a compact,
- the three States each appointed a compact commissioner in the fall of 1949.
- The Compact Commission met for the first time in February 1950 to lay the
- groundwork for future deliberations. At that meeting, the commissioners
- agreed that no specific proposals would be considered until the relevant
- technical data was collected and studied. On April 29, 1950, Congress
- authorized the States to negotiate a compact and, approximately one month
- later, Berkeley Johnson was appointed to the Compact Commission as the
- federal representative and chairman of the commission. Johnson then
- selected Raymond Hill as his engineering advisor.
- The first official meeting of the Compact Commission was an
- organizational meeting held on June 30, 1950. Hill was named chairman of
- the Engineering Advising Committe, made up of three Engineer Advisors
- serving their respective Commissioners. Over the next several months, the
- engineer advisors conducted studies and collected data. In early October,
- the Compact Commission convened for its second formal meeting and received
- a report from Hill regarding his committee's proposals regarding a compact.
- The Compact Commission approved in principle the formulas developed by the
- engineers and directed their legal advisors to prepare a draft compact.
- Hill then prepared a memorandum to the legal advisors in which he
- recommended that New Mexico be given "free and unrestricted use of all
- waters in the drainage basin of Canadian River in New Mexico" subject only
- to a 50,000 acre-feet conservation storage limitation in the drainage basin
- "above Conchas Reservoir." Defendans' Exh. 30, Exh. B, pp. 3-4. By early
- November, the Texas commissioner had expressed a strong desire to have a
- final compact draft by December 6, 1950, so that Congress could authorize
- the Sanford Project during a month-long legislative session which was to
- begin in late November. The legal advisors, working with Raymond Hill and
- the engineers, submitted a partial draft compact dated November 14. This
- draft adopted Hill's suggested language with regard to New Mexico's rights
- to Canadian River water; but because the legal advisors had not been able
- "to satisfactorily word" the compact article dealing with storage
- limitations were left to be defined later. Id., Exh. C, p. 3.
- The Compact Commission held its third official meeting December 4-6,
- 1950. On December 5, the draft compact was substantially revised by
- Raymond Hill and the legal advisers to reflect changes in the engineers'
- storage limitation formulas. This draft provided that New Mexico should
- have the "free and unrestricted use of all waters of the Canadian River in
- New Mexico, subject to" a 200,000 acre-feet storage limitation on waters
- "which originate in the drainage basin of the Canadian River below Conchas
- Dam." Id., Exh. F, p. 2. The draft was again revised either later on
- December 5 or during the morning of December 6. The final draft included
- for the first time the "originating . . . above Conchas Dam" language which
- is now afocal point of the States' dispute in this case. No
- contemporaneous explanation was provided for this last-minute revision.
- The final draft was presented to the Compact Commission on December 6 at
- 11:15 a.m., and, after making some minor revisions, the commissioners
- signed the draft at 1:00 p.m., prompting Chairman Johnson to comment that
- the speed with which the "compact reached the signing stage . . . certainly
- constituted a record." Plaintiffs' Exh. 110, p. 1. The Master viewed the
- process somewhat less charitably, observing that "the record of the Compact
- negotiations and the issues raised in this litigation vividly demonstrate
- that, as Benjamin Franklin observed, `haste makes waste.' " Report 54.
- After the Compact had been signed, Chairman Johnson asked Hill to
- prepare, as an interpretive tool, a memorandum providing a detailed
- explanation of the various articles of the Compact. See Plaintiffs' Exh.
- 140. As evidence of the need for such a document, Johnson described a
- recent discussion involving New Mexico's Compact Commissioner and
- representatives of the Bureau of Reclamation and Corps of Engineers in
- which three different positions were taken on the interpretation of the
- Compact's allotment of water to Texas. Hill then prepared a memorandum
- entitled "Development of Final Wording of Compact," dated January 29, 1951
- (the "Hill Memorandum"), see Plaintiffs' Exh. 38, and the Compact
- Commission approved the Hill Memorandum at its fourth and final official
- meeting on January 31, 1951.
-
- 5
- We agree with the Master that it is appropriate to look to extrinsic
- evidence of the negotiation history of the Compact in order to interpret
- Article IV. We previously have pointed out that a congressionally approved
- compact is both a contract and a statute, Texas v. New Mexico, 482 U. S.
- 124, 128 (1987), and we repeatedly have looked to legislative history and
- other extrinsic material when required to interpret a statute which is
- ambiguous. Green v. Bock Laundry Machine Co., 490 U. S. 504, 511 (1989);
- Pierce v. Underwood, 487 U. S. 552, 564-565 (1988); Blum v. Stenson, 465 U.
- S. 886 (1984). Furthermore, we have on occasion looked to evidence
- regarding the negotiating history of other interstate compacts. See, e.
- g., Texas v. New Mexico, 462 U. S. 554, 568, n. 14 (1983); Arizona v.
- California, 292 U. S. 341, 359-360 (1934). Thus, resort to extrinsic
- evidence of the compact negotiations in this case is entirely appropriate.
- New Mexico agrees that it is proper to use "negotiating history to
- determine whether the words of this Compact can be interpreted reasonably
- in accordance with their context," Brief for New Mexico 8, n. 1, but
- contends that the Master used the negotiating history to "delete Compact
- language," ibid., rather than to "interpret" the language. Essentially,
- New Mexico simply disagrees with the Master that the term "originating" as
- used in Article IV is ambiguous. Because we agree with the Master,
- evidence regarding the negotiating history of the Compact may be considered
- in interpreting Article IV even under New Mexico's view of the relevant
- legal principles.
-
- 6
- New Mexico attempts to rely on the fact that in a letter written to
- Senator Anderson of New Mexico, Bliss indicated that the only restriction
- on New Mexico's use of Canadian River water was that "the total storage
- capacity for conservation purposes of the waters rising below the dam (not
- including spills) shall not exceed 200,000 acre feet." Plaintiffs' Exh. 28
- (emphasis added). New Mexico argues that this letter proves that Bliss did
- not construe the Compact as placing any limitation on New Mexico's right to
- store and use waters which flooded over Conchas Dam. But, like the Master,
- we fail to see that this single letter proves nearly so much.
- First, it is not at all clear that an ordinary reading of the letter
- compels the conclusion for which New Mexico argues. At least as plausible
- as New Mexico's reading is the interpretation that Bliss did not understand
- the Compact as giving New Mexico any rights to store or use such spill
- waters. This reading is consistent with the plain language of the letter
- and extrinsic evidence such as the fact noted in the text, infra, at ---,
- that the engineers advising the Compact Commission included spills from
- Conchas Dam in their estimates of the water supply available to Texas.
- Second, there is no indication that Bliss ever transmitted the view
- that New Mexico now claims he held to the other commissioners or the
- relevant New Mexico state officials such as the governor and state
- legislature. In fact, in his letter to Governor Mabry, Bliss never
- mentions the issue of spills and instead indicates that the 200,000
- acre-feet storage limitation imposed "little or no restriction" on any
- water development projects in the state. Plaintiffs' Exh. 30, p. 1.
- Bliss' subsequent letter to Governor Mechem was very similar. See
- Plaintiffs' Exh. 40. It is beyond cavil that statements allegedly made by,
- or views allegedly held by, "those engaged in negotiating the treaty which
- were not embodied in any writing and were not communicated to the
- government of the negotiator or to its ratifying body," Arizona v.
- California, supra, at 360, are of little use in ascertaining the meaning of
- compact provisions.
-
- 7
- The Bureau of Reclamation, which played a significant role in providing
- data to the Compact Commission, interpreted the completed Compact as not
- entitling New Mexico to retain spills from Conchas Dam. A 1954 Bureau
- report on the Sanford Project stated that "[e]xcept for the contribution
- received from such spills [referring to Conchas Dam spills], the water
- supply for the Canadian River Project therefore must be obtained from
- runoff originating in the portion of the Canadian River Basin between
- Conchas Dam and Sanford Dam site . . . ." Plaintiffs' Exh. 101, p. 50.
- The 1954 Report, as well as a 1960 Bureau Report, see Plaintiffs' Exh. 102,
- pp. 56, 58, make clear that the Bureau reads Article IV(b) as limiting New
- Mexico's storage of any water below Conchas Dam, including water which
- spills over Conchas Dam.
-
- 8
- An argument can be made that if the water originating below Conchas
- excludes any water coming out of or over Conchas, New Mexico is not
- entitled to store any such water, for Article IV(b) limits storage below
- Conchas Dam to those waters originating below that Dam. Furthermore, the
- Hill memorandum, see n. 5, supra, indicates that the Commissioners
- negotiating the Compact anticipated that the storage permitted below
- Conchas would not be on the main stream but on the tributaries, and that
- 200,000 acre-feet would be sufficient to regulate those minor streams. See
- Plaintiffs' Exh. 38, p. 3. Obviously, under this reading of Article IV(b),
- Conchas spills would have to pass downstream to the Sanford Project.
- Although there are traces of these arguments in Texas' response to New
- Mexico's exceptions, Texas does not challenge New Mexico's entitlement to
- store Conchas spills in Ute Dam so long as the total storage in that
- reservoir does not exceed 200,000 acre-feet.
-
- 9
- New Mexico also argues that the Master improperly shifted the burden of
- proof to New Mexico on the "above Conchas" issue, see Brief for New Mexico
- 26-28, but this exception does not merit discussion and is overruled.
-
- 10
- The lowest outlet works at Ute Reservoir are at an elevation of 3725
- feet. Below that elevation, no water in the reservoir can be released by
- natural gravity flow. This portion of a reservoir is customarily referred
- to as "dead storage" because its principal purpose is to serve as a
- depository for water-borne sediment entering the reservoir. The capacity
- of the dead storage pool at Ute Reservoir is approximately 20,700
- acre-feet, almost half of which is actually occupied by sediment. Since
- 1962, New Mexico Interstate Stream Commission, a state agency, has had an
- agreement with the New Mexico Game Commission to maintain the water in Ute
- Reservoir at a minimum elevation of 3741.6 feet for recreational purposes.
- In 1984, New Mexico unilaterally designated this additional water (the
- water above dead storage, i. e., between elevation 3725 and 3741.6,
- approximately 49,900 acre-feet) a "desilting pool" which, according to New
- Mexico, is part of the overall "sediment control pool" at Ute Reservoir.
- Oklahoma and Texas oppose this designation and contend the water in the
- "desilting pool" must be counted toward the 200,000 acre-feet limitation in
- Article IV(b).
-
- 11
- Likewise, we decline the Master's invitation to set forth prerequisites
- and guidelines, beyond those already in existence, for invoking this
- Court's original jurisdiction.
-
- 12
- The Special Master has submitted a suggested decree to be entered at
- this time, but we think it best to defer entry of any decree. First, in
- light of our remand for further proceedings with respect to the desilting
- pool issue, the decree will have to be revised in any event. Second, New
- Mexico has excepted to the proposed decree in certain respects, and it is
- not clear to us that the Master had the substance of these objections
- before him when he drafted his final report. His views on those objections
- would be helpful. Third, paragraph 1 of the proposed decree provides that
- New Mexico shall have free and unrestricted use of the water of the
- Canadian River and its tributaries in New Mexico above Conchas Dam, such
- use to be made above or at Conchas, including diversions for use on the
- Tucum cari Project. Report of Special Master 112. Under this provision,
- New Mexico would not have unrestricted use of any water diverted at Conchas
- for downstream use other than at Tucumcari. Earlier in the Report,
- however, the Special Master states that he has concluded that New Mexico
- has unrestricted use of waters in the Canadian River basin above Conchas
- "if such waters are stored, used or diverted for use at or above Conchas
- Dam," id., at 59, including diversions at Conchas Dam for use on the
- downstream Tucumcari Project. This conclusion, as stated, would not
- necessarily prevent diversions at Conchas for downstream use other than at
- Tucumcari, so long as such diversions did not involve downstream storage.
- In any event, we anticipate that the Special Master's subsequent report
- dealing with the desilting pool will include a revised draft of the
- proposed decree.
-